Compliance Officer Job at CICC(Z), China

Q2ZEbnlaemR1L0d4TDhTWjFaREZXMGh2N1E9PQ==
  • CICC(Z)
  • China

Job Description

Render regulatory advice to all business units of the Company to facilitate their compliance with all relevant rules and regulations of the regulators as well as the Group’s internal policies and procedures. Formulate and formalize Compliance Policies and Procedures. Conduct KYC/CDD review, AML screening and risk assessment. Perform transaction monitoring, surveillance on e-comms and trade of business units. Conduct compliance briefing and training to business units. Act as the key liaison for internal and external audits of compliance and internal processes and procedures. Such other responsibilities or tasks the Department may assign from time to time.

Job Tags

Full time,

Similar Jobs

UofL Health

APP - Spine/Neurosurgery - University of Louisville Hospital Job at UofL Health

 ...decision making related to Neurosurgical/Spine health related issues and diagnosis. The APP will function in collaboration with the neurosurgery physician group in the care of adult patients with critical illness. They will perform physical exams, collect and document data... 

Compassion Services

Mental Health Worker Full Time Night Shift - Placerville Job at Compassion Services

 ...$20.00 per hour (based on experience working with clients with mental illness) Schedule: ~4 night - 10-hour shift or 3 night 12-hour shift ~ Overnight shift (stay awake) Ability to Commute: ~ Placerville, CA (Required) Ability to Relocate: ~ Placerville... 

GreatAuPair LLC

Senior Caregiver Job at GreatAuPair LLC

 ...minutes, make sure they get their daily naps, etc. Put them to bed between 6:30-7:00 pm. Occasionally, I may need help with the overnight shift, which I normally staff, as follows. I always sleep in the same room with them, take Mom to the toilet approximately four times... 

iGAM SOLUTIONS

Robot & Shop Equipment Technician Job at iGAM SOLUTIONS

IGAM is seeking a Robotics & Shop Equipment Technician to support daily warehouse operations with a primary focus on the power-up, testing, troubleshooting, and documentation of industrial robots in inventory for resale. This role also includes working on other general...

US Veterans Health Administration

Biomedical engineer Job at US Veterans Health Administration

 ...Healthcare Technology Management (HTM) Program at the VA Medical Center, Milwaukee, Wisconsin. Incumbent serves as a senior staff biomedical engineer at the facility. Coordinates and directs the work of technicians and interns assigned to the Healthcare Technology Management...